Fermion production despite fermion number conservation

Lattice proposals for a nonperturbative formulation of the Standard Model easily lead to a global U(1) symmetry corresponding to exactly conserved fermion number. The absence of an anomaly in the fermion current would then appear to inhibit anomalous processes, such as electroweak baryogenesis in the early universe. One way to circumvent this problem is to formulate the theory such that this U(1) symmetry is explicitly broken. However we argue that in the framework of spectral flow, fermion creation and annihilation still in fact occurs, despite the exact fermion number conservation. The crucial observation is that fermions are excitations relative to the vacuum, at the surface of the Dirac sea. The exact global U(1) symmetry prohibits a state from changing its fermion number during time evolution, however nothing prevents the fermionic ground state from doing so. We illustrate our reasoning with a model in two dimensions which has axial-vector couplings, first using a sharp momentum cutoff, then using the lattice regulator with staggered fermions. The difference in fermion number between the time evolved state and the ground state is indeed in agreement with the anomaly. A study of the vacuum energy shows that the perturbative counterterm needed for restoration of gauge invariance is insufficient in a nonperturbative setting. For reference we also study a closely related model with vector couplings, the Schwinger model, and we examine the emergence of the θ-vacuum structure of both theories. 1 Address after 1 Oct. 1994: Physics Dept., University of Arizona, Tucson AZ 85721, USA W. Bock, J.E. Hetrick and J. Smit 1